Financial Services AI for US Brokers

AI for Financial Services.

Compliance-safe AI comms and orchestration for US mortgage broking groups on Encompass (ICE), Arive and LendingPad.

What we build for financial services teams

Conditional-Approval Chase Orchestration

AI agent runs the document chase across paystubs, ID, statements, appraisals and conditions — pulling status from Fannie Mae DU or Freddie Mac LPA and writing notes back into Encompass, Arive or LendingPad.

ATR/QM Evidence Capture for Every Conversation

Every voice and SMS interaction is transcribed, summarized against the ATR/QM and TRID record-keeping framework, and stored against the customer file — so the audit trail builds itself.

Compliance-Safe Post-Closing Nurture

Year-1, year-2, year-3 review sequences that never give personal advice — they prompt a licensed loan officer review, capture consent, and protect your servicing book without crossing the loan-recommendation line.

Built on top of your stack

Encompass (ICE)AriveLendingPadAlloy / Plaidn8n / Make

Quick answers

Does the AI ever give personal advice or loan recommendations?

No. The AI sits firmly inside the admin and comms perimeter — chasing documents, capturing ATR/QM evidence, prompting licensed loan officers to take action. It never provides personal advice or loan recommendations under Dodd-Frank or state licensing rules. Any conversational drift toward advice is handed off to a licensed loan officer immediately.

How is Ability-to-Repay / Qualified Mortgage (ATR/QM) evidence captured?

Every voice and SMS interaction is transcribed, summarized against a structured ATR/QM record-keeping schema, and written into the customer file inside Encompass (ICE), Arive or LendingPad. Your wholesale lender audit and E&O insurer get a clean, consistent evidence trail — automatically.

How do you handle FinCEN BSA-AML, OFAC and SAR tipping-off?

CIP and ongoing CDD run through Alloy or Plaid Identity. Any OFAC sanctions, PEP or suspicious-activity signal triggers an internal escalation to your BSA Officer through a tipping-off-safe path — the customer is never told that they've triggered a check, in line with the SAR confidentiality provisions of the Bank Secrecy Act.

Scope your financial services system in 45 minutes.

We map your friction, quantify the impact, and outline what we'd build. No sales pitch.